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2020年CFA特许金融分析师考试《Level Ⅰ》每日一练试题(12.24)

来源:羿文教育发表时间:2020/12/24 10:05:48阅读数:56收藏云优学在线

【羿文寄语】术业有专攻,但是不可偏废。


CFA考试Level Ⅰ

【单选题】

Which of the following statements about the Standard on misconduct is most accurate?

A.Misconduct applies only to a member or candidate's professional activities.

B.Neglecting to perform due diligence when required is an example of misconduct.

C.A member or candidate commits misconduct by engaging in any illegal activity.

答案:B

【解析】Failing to act when required by one's professional obligations, such as neglecting to perform due diligence related to an investment recommendation, violates Standard I(D) Misconduct.Acts a member commits outside his professional capacity are misconduct if they reflect poorly on the member or candidate's honesty, integrity, or competence (e.g., theft or fraud).Violations of the law that do not reflect on the member or candidate's honesty, integrity, or competence (e.g., an act related to civil disobedience) are not necessarily regarded as misconduct.

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